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Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?

A.

To improve the accuracy and performance of the systems

B.

To align AI system development with organizational values and principles

C.

To ensure the systems align with the preservation of individual rights

D.

To identify and mitigate potential data drift within models

A healthcare organization uses an AI model to analyze patient data and provide diagnostic recommendations. Which of the following MOST effectively detects data drift related to the model's predictions?

A.

Comparing incoming patient data distributions with the training data set

B.

Applying overrides to allow healthcare professionals to correct the AI model’s recommendations

C.

Conducting periodic model retraining to ensure alignment with updated patient data

D.

Using adversarial testing to simulate scenarios that stress test the model’s predictions

Which of the following metrics are the BEST indication of a mature and effective approach to an organization's data governance program for its AI systems?

A.

Number of AI projects completed within the last fiscal year

B.

Percentage of AI models with documented data lineage

C.

Frequency of data quality audits on the organization's data sets

D.

Total budget allocated to AI initiatives across all departments

An IS auditor notes the combined number of records utilized within the training, validation, and testing data sets exceeds the total number of records in the original data set. Which of the following is MOST important for the auditor to determine?

A.

Whether the training, validation, and testing data sets were created in the correct order

B.

Whether data leakage occurred from utilizing overlapping records in the data sets

C.

Whether a sufficient number of records were utilized in the training data set

D.

Whether the validation data set utilized the same number of records as the training data sets

Which of the following is the BEST way to support the development and design of high-risk AI systems?

A.

Regularly back up the AI system's data to a secure, offsite location.

B.

Conduct regular training sessions for users on data privacy.

C.

Ensure the availability of trustworthy data sets.

D.

Implement multi-factor authentication (MFA) for all users accessing the AI system.

Which of the following is an IS auditor's MOST important course of action when determining whether source data should be entered into approved generative AI tools to assist with an audit?

A.

Validate that the tool is leveraging the latest model.

B.

Validate that the tool provides a privacy notice.

C.

Determine whether any AI model hallucinations have occurred.

D.

Determine whether the information is reliable.

Which of the following is MOST important to have in place when initially populating data into a data frame for an AI model?

A.

The box charts, histograms, scatterplots, and Venn diagrams that identify correlations and outliers

B.

The code for separating data into training and testing data sets

C.

An analysis of exploratory data that checks for incorrect data types, null values, and duplicate entries

D.

An approved risk assessment for including, excluding, or subsequently dropping data attributes from the model

In order to streamline operations, a bank has deployed an AI application to automatically detect and prevent further fraud on accounts. However, customers have voiced concerns that their usual transactions are being rejected. Which of the following is the MOST likely cause of the false positives?

A.

Consent is not properly managed.

B.

Data versioning controls were not developed.

C.

Compute scale training was not performed.

D.

The hyperparameters are not optimized.

An IS auditor is auditing a financial system in which a generative AI tool is used to identify trends in batches of 4,000 rows, while the generative AI tool has a limit of 3,000 tokens. Which of the following is the GREATEST concern?

A.

The AI will process only a portion of the data set.

B.

The AI will prioritize high-value entries.

C.

The AI will reject the data set and not analyze the data.

D.

The AI output will be biased toward the first 3,000 tokens.

Which of the following controls would MOST effectively mitigate worst-case service disruption scenarios affecting an AI-based application system?

A.

Performing periodic tabletop exercises

B.

Implementing a kill chain process in the event of disruption

C.

Updating key risk indicators (KRIs) regularly

D.

Including a range of AI disruption scenarios in the disaster recovery plan (DRP)