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An organization is adopting AI for its procurement and inventory teams, raising concern from stakeholders that they will lose their jobs due to AI. Which of the following is the BEST way for the IS auditor to assess whether the potential negative impacts were minimized?

A.

Review human-centered design practices to determine how they were considered.

B.

Review the AI roadmap for short-term and long-term milestones.

C.

Review how the project management team collected feedback in engagement activities.

D.

Review the current state assessment of how AI may impact the organization.

Which of the following is an IS auditor MOST likely to use in order to ensure an AI model has the ability to make correct predictions?

A.

Adversarial testing

B.

Group analysis

C.

Latency testing

D.

Confusion matrix

Which of the following strategies used by modelers to enhance data accuracy has the GREATEST risk of bias and information loss?

A.

Filling blank attributes in records with the mean, median, or mode within a grouping

B.

Identifying and deleting duplicate entries in the data set

C.

Separating multiple data attributes within one field into individual attribute columns

D.

Placing numerical data into bins or buckets for a manageable quantity of correlations and result analyses

For a sales promotion, an AI system sorts customer attributes into several categories by analyzing transaction history. Verifying which of the following would BEST validate the effectiveness of this process?

A.

Stress tests are regularly conducted to maintain consistent AI performance.

B.

The applied methodology adequately reflects business objectives.

C.

Sensitive attributes are converted to other data types prior to input.

D.

Sampling of AI output is conducted to identify unusual decisions.

Which of the following is the MOST important purpose of conducting a risk assessment for AI models within an organization?

A.

Categorizing data used by the AI model

B.

Defining mitigation strategies for AI deployment

C.

Monitoring AI model performance on an ongoing basis

D.

Determining whether AI model outputs align with established use cases

Which of the following is MOST important to consider when auditing an organization's AI procedures?

A.

Frequency of AI system updates to enhance security

B.

Employee training on recognized AI best practices

C.

Backup and recovery in the event of an AI data breach

D.

AI data validation and filtration to prevent data poisoning

An IS auditor is auditing an AI system that predicts inventory needs. The system recently failed to predict a stock outage for a key product. Which of the following audit tests would BEST validate the system's accuracy?

A.

Unit testing of the forecasting algorithm

B.

Load testing during peak sales periods

C.

Sensitivity analysis on input variables

D.

Historical testing with past sales data

Which of the following controls MOST effectively helps to ensure an AI model is resilient against external threats?

A.

AI data set anonymization

B.

Monitoring of AI model developers

C.

Monitoring of AI access logs

D.

AI model configuration testing

When utilizing a machine learning (ML) model to predict whether a wind turbine electricity generator will fail, which model evaluation metric should be the PRIMARY focus?

A.

Precision

B.

Specificity

C.

Accuracy

D.

Recall

A retail organization uses an AI model to forecast inventory based on customer purchasing trends and updates the model quarterly. The model recently failed to recognize a surge in demand during a popular shopping season. Which of the following issues does this situation BEST demonstrate?

A.

Limited data set diversity impacting model training

B.

Data drift impacting system forecasting

C.

Overfitting issues due to a small training data set

D.

Lack of outlier checks in data affecting forecast accuracy